Investment Regulatory Advisor (FinTech / Investment Platform)

Location Bangkok
Discipline Banking and Finance
Job reference BBBH56770_1746588472
Salary THB30000 - THB60000 per month
Job startdate
Consultant email [email protected]

Business Type: Tech / FinTech / Investment Platform

Responsibilities

  • Research and analyze investment regulations issued by international regulatory bodies such as the SEC (USA), FCA (UK), BaFin (Germany), ESMA (EU), and MAS (Singapore).

  • Provide investment guidance to individual and corporate clients to ensure compliance with country-specific legal requirements.

  • Coordinate with Legal, Compliance, and Product Development teams to design systems that align with international investment regulations.

  • Support the Product/Development teams in configuring rule-based systems, including KYC checks, tax reporting, and restriction screening.

  • Advise clients on investment account opening, fund transfers, portfolio structuring, and legal risk management across jurisdictions.

  • Monitor and communicate updates on global tax and investment regulations such as FATCA and CRS.


Qualifications

  • Bachelor's or Master's degree in Finance, International Law, Economics, or a related field.

  • 0-2 years of experience; fresh graduates are welcome.

  • Strong knowledge of international investment regulations such as MiFID II, FATCA, CRS, AML, and KYC.

  • Experience in FinTech companies, international banks, asset management firms, or brokerage firms is a plus.

  • Excellent English communication skills, especially in reading and interpreting legal and regulatory documents.

  • Familiarity with compliance tools or the ability to work with API-based compliance systems is an advantage.

  • Holding an IC License, CFA designation, or previous experience in international financial regulation is preferred.